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• Latest NMR SEC Filings

Filings Format Description Filing Date File/Film Number
6-K  Documents Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001193125-18-079867 (34 Act)  Size: 56 KB
2018-03-13 001-15270
6-K  Documents Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001193125-18-078135 (34 Act)  Size: 16 KB
2018-03-12 001-15270
6-K  Documents Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001193125-18-071164 (34 Act)  Size: 53 KB
2018-03-06 001-15270
6-K  Documents Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001193125-18-051080 (34 Act)  Size: 2 MB
2018-02-21 001-15270
13F-HR  Documents Quarterly report filed by institutional managers, Holdings
Acc-no: 0001140361-18-007550 (34 Act)  Size: 985 KB
2018-02-14 028-10594
SC 13G  Documents Statement of acquisition of beneficial ownership by individuals
Acc-no: 0001104659-18-009427 Size: 97 KB
SC 13G  Documents Statement of acquisition of beneficial ownership by individuals
Acc-no: 0001104659-18-009426 Size: 99 KB
6-K  Documents Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001193125-18-036988 (34 Act)  Size: 8 MB
2018-02-09 001-15270
6-K  Documents Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001193125-18-036973 (34 Act)  Size: 61 KB
2018-02-09 001-15270
6-K  Documents Report of foreign issuer [Rules 13a-16 and 15d-16]
Acc-no: 0001193125-18-028228 (34 Act)  Size: 75 KB
2018-02-01 001-15270
More NMR SEC Filings

Related news from
Mon, 12 Mar 2018
11:50:00 +0000
Detailed Research: Economic Perspectives on Enstar Group, Nomura Holdings Inc ADR, Halcon Resources, ENI S.p.A, NTT DOCOMO, and Seaspan — What Drives Growth in Today's Competitive Landscape
NEW YORK, March 12, 2018-- In new independent research reports released early this morning, Fundamental Markets released its latest key findings for all current investors, traders, and shareholders of ...
Tue, 06 Mar 2018
09:24:40 +0000
Nomura promotes leadership contenders Morita, Okuda to joint COOs
Nomura Holdings is promoting company veterans Toshio Morita and Kentaro Okuda to joint chief operating officers, cementing the pair as future leadership contenders at Japan's biggest brokerage and investment bank. Morita, president of the domestic-focused Nomura Securities unit, and Okuda, head of the Americas region, will stay in their current roles and take up their new positions on April 1, Nomura said in a statement on Tuesday, announcing its annual management reshuffle. The moves may allow the pair, seen by company insiders as potential successors to Chief Executive Koji Nagai, to advance their case to become Nomura's future CEO.
Tue, 06 Mar 2018
07:08:02 +0000
Nomura Names New Investment Banking Chief in Management Shuffle
Nomura Holdings Inc. named Yo Akatsuka as global investment banking chief, as Japan’s biggest securities firm makes a renewed push to expand its advisory business in the U.S.
Tue, 06 Mar 2018
03:31:09 +0000
Nomura America Finance, LLC -- Moody's affirms Baa1 on Nomura America Finance, LLC's MTNs
Moody's Japan K.K. has affirmed the Baa1 backed senior unsecured ratings of Nomura America Finance, LLC's medium term notes, which are guaranteed by Nomura Holdings, Inc. (Baa1, stable). Nomura America ...
Mon, 05 Mar 2018
09:20:44 +0000
BRIEF-Hong Kong SFC Publicly Criticises Nomura International (Hong Kong) For Breaches Of Takeovers Code
Wed, 21 Feb 2018
00:04:06 +0000
Nomura Holdings, Inc. -- Moody's: Nomura's repeated pivots to overseas expansion are credit negative
Moody's Japan K.K. says that Nomura Holdings, Inc.'s (Baa1 stable) repeated opportunistic attempts to expand overseas are credit negative. "Nomura's strength is in its domestic market, but the company ...
Tue, 20 Feb 2018
04:46:54 +0000
SoftBank Working With Nomura on $19 Billion Mobile IPO
SoftBank Group Corp. is working with Nomura Holdings Inc. as it makes early preparations for an initial public offering of its domestic telecom business that could raise more than 2 trillion yen ($19 billion), ...
Mon, 12 Feb 2018
23:48:20 +0000
Ex-Nomura trader must face U.S. SEC charges over bond price lies -judge
The U.S. Securities and Exchange Commission may pursue its civil lawsuit accusing a former senior trader at Nomura Holdings Inc of lying to customers about bond prices in order to boost profit and his bonus, a federal judge ruled on Monday. U.S. District Judge Paul Oetken in Manhattan refused to dismiss SEC claims that James Im tried to overcharge customers on bonds, by using such tactics as inflating the prices Nomura paid, understating Nomura's profit on trades and making up conversations in order to close sales.
Wed, 07 Feb 2018
05:28:00 +0000
[$$] Era of Calm Ends as Volatility Returns to Markets
With the return of volatility in stocks, those investors and trades that profit when markets are calm are suffering heavy losses.
Tue, 06 Feb 2018
07:28:11 +0000
Nomura to redeem volatility-short ETN as markets tumble
Nomura Securities said on Tuesday it will redeem its Tokyo Stock Exchange-listed S&P 500 Vix Inverse ETN after a sharp equity sell-off since late last week triggered a massive loss in the product. The exchange traded notes (ETN) are designed to track the opposite of the daily return of S&P Vix short-term futures index . In essence, investors who hold the notes are taking a short position on market volatility, which is a winning strategy most of the time as long as markets remain calm.
Mon, 05 Feb 2018
18:40:58 +0000
Nomura Said to Hire Brevan's Mohideen, Once Fired Amid Libor
Nomura Holdings Inc. hired Jezri Mohideen, a former senior trader that Royal Bank of Scotland Group Plc fired amid its probe into Libor misconduct, according to a person familiar with the hire. He will ...
Fri, 02 Feb 2018
00:56:49 +0000
Nomura's Profit Jumps to Highest in Over 11 Years
Feb.01 -- Nomura’s profit jumped to the highest in more than 11 years last quarter, led by a recovery in its retail brokerage business as Japanese returned to the stock market. Bloomberg's Gareth Allan reports on "Bloomberg Daybreak: Asia."
Thu, 01 Feb 2018
10:39:47 +0000
Nomura posts best quarterly profit in 12 years on boost from retail trade
Japan's Nomura Holdings Inc posted its strongest quarterly net profit in nearly 12 years as its retail and asset management arms surged amid buoyant global equities markets and the brokerage booked sizeable foreign exchange gains. Overall net profit at Nomura rose by a quarter to its highest since 2006, boosted by individual investors trading stocks, and exchange-traded fund inflows that pushed pretax income at its asset management arm to the highest for 15 years.
Thu, 01 Feb 2018
10:02:30 +0000
Nomura posts 3Q profit
The company, based in Tokyo, said it had earnings of 22 cents per share. The financial services company posted revenue of $4.7 billion in the period. Nomura shares have climbed 13 percent since the beginning ...
Thu, 01 Feb 2018
09:16:57 +0000
Nomura Is Said to Lose Millions on Margin Loan Tied to Steinhoff
Nomura Holdings Inc. has joined the growing list of banks that got burned by the meltdown at South African retailer Steinhoff International Holdings NV.
Thu, 01 Feb 2018
07:09:39 +0000
Nomura's Tricky Translation
Japan's largest investment bank should take it easy overseas.
Mon, 29 Jan 2018
23:57:27 +0000
Japan's Nomura bolsters its U.S. investment banking team
Japan's Nomura Holdings Inc <8604.T> has beefed up its U.S. investment banking team as the brokerage and investment banking group looks to grab a bigger share of fees in the world's biggest economy. Nomura said in a statement late on Monday it had hired 15 senior bankers in the United States over the past 12 months in areas including mergers and acquisitions, leveraged finance, and equity capital markets. The brokerage has made a U.S. expansion of its investment banking arm one of its priorities as it strives to earn more stable income from advisory services.
Mon, 29 Jan 2018
05:16:24 +0000
[$$] Nomura Recharges U.S. Coverage With New Investment Bankers
Nomura Holdings has hired 15 senior investment bankers in the U.S. as the Japanese bank looks to restart international growth in the Americas.

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