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• Latest BR SEC Filings

Filings Format Description Filing Date File/Film Number
8-K  Documents Current report, items 5.02, 8.01, and 9.01
Acc-no: 0001383312-18-000069 (34 Act)  Size: 497 KB
2018-12-13 001-33220
8-K  Documents Current report, items 7.01 and 9.01
Acc-no: 0001383312-18-000066 (34 Act)  Size: 4 MB
2018-12-10 001-33220
4  Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001225208-18-015709 Size: 8 KB
8-K  Documents Current report, items 7.01 and 9.01
Acc-no: 0001383312-18-000064 (34 Act)  Size: 4 MB
2018-11-20 001-33220
S-8  Documents Securities to be offered to employees in employee benefit plans
Acc-no: 0001140361-18-043283 (33 Act)  Size: 119 KB
2018-11-16 333-228443
8-K  Documents Current report, items 5.02 and 9.01
Acc-no: 0001383312-18-000062 (34 Act)  Size: 94 KB
2018-11-14 001-33220
4  Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001225208-18-015506 Size: 8 KB
8-K  Documents Current report, items 5.02, 5.07, 7.01, and 9.01
Acc-no: 0001383312-18-000060 (34 Act)  Size: 245 KB
2018-11-13 001-33220
4  Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001225208-18-015422 Size: 6 KB
4  Documents Statement of changes in beneficial ownership of securities
Acc-no: 0001225208-18-015421 Size: 6 KB
More BR SEC Filings

Related news from
Thu, 13 Dec 2018
13:02:07 +0000
See what the IHS Markit Score report has to say about Broadridge Financial Solutions Inc.
Broadridge Financial Solutions Inc NYSE:BR
Thu, 13 Dec 2018
12:00:00 +0000
Tim Gokey Elected to the Board of Directors of Broadridge
NEW YORK, Dec. 13, 2018 /PRNewswire/ -- Broadridge Financial Solutions, Inc. (BR) is pleased to announce that its Board of Directors has elected Tim Gokey, Broadridge's current President and Chief Operating Officer and incoming Chief Executive Officer, as a Director of the Company on December 12, 2018. The effective date of both the Board seat and CEO transition will be January 2, 2019. Following his election, Broadridge's Board will consist of 10 members, eight of whom are independent.
Tue, 11 Dec 2018
08:59:22 +0000
Is Broadridge Financial Solutions, Inc. (BR) A Good Stock To Buy?
While the market driven by short-term sentiment influenced by uncertainty regarding the future of the interest rate environment in the US, declining oil prices and the trade war with China, many smart money investors are keeping their optimism regarding the current bull run, while still hedging many of their long positions. However, as we know, […]
Thu, 06 Dec 2018
14:30:02 +0000
Broadridge Financial (BR) Down 5.1% Since Last Earnings Report: Can It Rebound?
Broadridge Financial (BR) reported earnings 30 days ago. What's next for the stock? We take a look at earnings estimates for some clues.
Thu, 29 Nov 2018
13:15:00 +0000
Detailed Research: Economic Perspectives on Broadridge Financial Solutions, MercadoLibre, Rogers, Ensco plc, Liberty Oilfield Services, and DexCom — What Drives Growth in Today's Competitive Landscape
NEW YORK, Nov. 29, 2018 -- In new independent research reports released early this morning, Market Source Research released its latest key findings for all current investors,.
Tue, 27 Nov 2018
23:26:11 +0000
Broadridge Brings Solution for SEC Rule 30e-3 Implementation
The new solution will help fund companies manage shareholder preferences and reduce report delivery costs.
Tue, 27 Nov 2018
14:23:06 +0000
Is Broadridge Financial Solutions Inc (NYSE:BR) Excessively Paying Its CEO?
Rich Daly became the CEO of Broadridge Financial Solutions Inc (NYSE:BR) in 2007. First, this article will compare CEO compensation with compensation at other large companies. After that, we will<div><a class="permalink" href="">Read More...</a></div>
Mon, 26 Nov 2018
13:00:00 +0000
Broadridge Unveils Fund and Broker-Dealer Solution for SEC Rule 30e-3
NEW YORK, Nov. 26, 2018 /PRNewswire/ -- To help fund companies and broker-dealers effectively implement SEC Rule 30e-3, Broadridge Financial Solutions, Inc. (BR), a global Fintech leader, announced an industry solution to drive down costs of fund report delivery. SEC Rule 30e-3 will permit fund companies to mail notices of the internet availability of shareholder reports, instead of mailing complete reports.
Wed, 21 Nov 2018
08:16:33 +0000
Edited Transcript of BR earnings conference call or presentation 6-Nov-18 1:30pm GMT
Q1 2019 Broadridge Financial Solutions Inc Earnings Call
Mon, 19 Nov 2018
20:42:04 +0000
Blockchain Is the Future of the Proxy Process, Broadridge CEO Says
Nov.19 -- Rich Daly, Broadridge Financial's chief executive officer, discusses the scrutiny of the proxy process with Bloomberg's Taylor Riggs and Caroline Hyde on "Bloomberg Markets: The Close."
Mon, 19 Nov 2018
13:57:01 +0000
Broadridge to Gain From Partnership With Tableau: Here's Why
The partnership with Tableau Software is likely to drive Broadridge's (BR) Global Technology and Operations Segment.
Mon, 19 Nov 2018
13:43:01 +0000
Broadridge Rides on Solid Business Model, Lower Tax Rates
Broadridge (BR) boasts a strong business model that enables it to generate high recurring fee revenues.
Mon, 19 Nov 2018
12:51:00 +0000
3 Top Blockchain Stocks to Watch in November
If the blockchain revolution takes shape, these companies could be prime beneficiaries.
Fri, 16 Nov 2018
19:52:00 +0000
A Call for SEC to Lead in Proxy Vote Overhaul
Most panelists involved in the process agreed at a recent agency roundtable that the current system is too costly and risks big mistakes. To assure that changes are implemented, the SEC must guide the process.
Thu, 15 Nov 2018
13:00:00 +0000
Broadridge Asset Management Solutions Enhances Next-Generation Visual Analytics with Tableau Partnership
Clients will benefit from enhanced analytics and data visualization for faster investment decision making NEW YORK , Nov. 15, 2018 /PRNewswire/ -- Broadridge Financial Solutions, Inc. (NYSE:BR), a global ...
Wed, 14 Nov 2018
23:48:00 +0000
Raymond James Implements Broadridge's API Web Service on Mobile App
Offers One-Click Access to Shareholder Voting NEW YORK , Nov. 14, 2018 /PRNewswire/ --  Broadridge Financial Solutions, Inc. (NYSE: BR), an S&P 500 company and global Fintech leader, today announced that ...
Thu, 08 Nov 2018
19:42:00 +0000
Broadridge Declares Quarterly Dividend of $0.485 Per Share
NEW YORK , Nov. 8, 2018 /PRNewswire/ -- Broadridge Financial Solutions, Inc. (NYSE: BR) announced today that its Board of Directors has declared a quarterly cash dividend of $0.485 per share. The dividend ...
Wed, 07 Nov 2018
14:19:55 +0000
Here’s What Broadridge Financial Solutions Inc’s (NYSE:BR) P/E Is Telling Us
This article is written for those who want to get better at using price to earnings ratios (P/E ratios). We’ll look at Broadridge Financial Solutions Inc’s (NYSE:BR) P/E ratio and<div><a class="permalink" href="">Read More...</a></div>
Wed, 07 Nov 2018
13:22:49 +0000
Don’t think regulatory change is anything new: Broadridge CEO
Broadridge CEO Richard Daly on the market impact of the midterm elections, potential regulations and the company’s growth outlook and first-quarter results.

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